Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn Eugene Kendall | 2564653 | 3 | 02/01/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Reggie Arthur Jones | 1266009 | 1 | 12/17/2009 | Customer Dispute | Settled | $7,900.00 | $0.00 | See FINRA Report |
| Thomas Harry Albers | 2325 | 12 | 07/21/2009 | Customer Dispute | Settled | $224,000.00 | $0.00 | See FINRA Report |
| Otis Leroy McQueen Jr | 2866842 | 2 | 07/03/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Grunawalt | 1705352 | 1 | 03/06/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Alan Mumau | 1288895 | 3 | 01/23/2009 | Customer Dispute | Settled | $37,076.00 | $0.00 | See FINRA Report |
| Michael Alan Mumau | 1288895 | 3 | 01/23/2009 | Customer Dispute | Settled | $5,435.00 | $0.00 | See FINRA Report |
| Neil Clark Freeman | 1283664 | 5 | 05/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Vernon Payden | 1314093 | 3 | 11/21/2006 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Christopher Maurice Pirtle | 2128409 | 1 | 09/06/2006 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |