Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas Harry Albers | 2325 | 14 | 02/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Maricela Simkins | 6114505 | 1 | 12/31/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Harry Albers | 2325 | 14 | 12/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Timothy Odaniel Kelley | 2394145 | 6 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Timothy Odaniel Kelley | 2394145 | 6 | 11/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jenny Chan Guevara | 2585255 | 1 | 10/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Harry Albers | 2325 | 14 | 08/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert Allan Miller | 4163941 | 1 | 08/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Harry Albers | 2325 | 14 | 07/15/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Barbara Vaughan Redstone | 2814057 | 2 | 04/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |