Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Samuel Ettaro | 1656737 | 2 | 11/12/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Giuseppe Imbriano | 4243205 | 1 | 06/11/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Salvatore Socci | 1863263 | 4 | 07/31/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael A Armstrong | 2758743 | 1 | 07/08/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Anthony Salvatore Socci | 1863263 | 4 | 01/25/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
David Wayne Beltz | 2749428 | 1 | 11/18/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Clark Stults | 4015639 | 1 | 10/15/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Louis Michael Pugliese | 1604790 | 4 | 09/30/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Louis Michael Pugliese | 1604790 | 4 | 09/30/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Louis Michael Pugliese | 1604790 | 4 | 12/01/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |