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FINRA Broker Disclosures for Ameritas Investment Company, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.

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Displaying 31-40 out of 72 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Harry Albers23251408/12/2014FinancialFinal$0.00$0.00See FINRA Report
Robert Allan Miller4163941108/12/2014FinancialFinal$0.00$0.00See FINRA Report
Thomas Harry Albers23251407/15/2014FinancialFinal$0.00$0.00See FINRA Report
Ricky Wayne Small1453704104/28/2014RegulatoryFinal$0.00$0.00See FINRA Report
Barbara Vaughan Redstone2814057204/04/2014FinancialFinal$0.00$0.00See FINRA Report
Bryan Leroy Holen4234639203/30/2014FinancialFinal$0.00$0.00See FINRA Report
Michelle Lynn Jarosz4515655603/30/2014FinancialFinal$0.00$0.00See FINRA Report
Rhonda W Loosle6023856103/26/2014FinancialFinal$0.00$0.00See FINRA Report
Barbara Vaughan Redstone2814057203/25/2014FinancialFinal$0.00$0.00See FINRA Report
Bryan Leroy Holen4234639212/20/2013FinancialFinal$0.00$0.00See FINRA Report

72 Results

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