Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ameritas Investment Company, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Wayne Arthurs | 4558449 | 2 | 02/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Harry Albers | 2325 | 14 | 01/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Harry Albers | 2325 | 14 | 01/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Kay York | 3067680 | 2 | 10/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Harry Albers | 2325 | 14 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Harry Albers | 2325 | 14 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Anderson Bowman | 4871073 | 2 | 09/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Paul Ward | 2948162 | 3 | 08/13/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chad David Moseley | 4480167 | 2 | 08/13/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Keith Ostrove | 4904168 | 3 | 07/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |