Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard E Mundinger | 2686311 | 2 | 04/24/2003 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Richard E Mundinger | 2686311 | 2 | 09/13/2001 | Customer Dispute | Award / Judgment | $225,000.00 | $135,000.00 | See FINRA Report |