Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Duane Robert Bazis | 1369632 | 3 | 06/06/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Duane Robert Bazis | 1369632 | 3 | 03/13/1995 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Duane Robert Bazis | 1369632 | 3 | 04/18/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |