Our Staff has compiled our research into a database of FINRA Broker Disclosures for Odeon Capital Group LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Vernon Banker | 2290789 | 6 | 09/11/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Vernon Banker | 2290789 | 6 | 08/25/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Albert Fisk | 1302491 | 5 | 04/17/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Albert Fisk | 1302491 | 5 | 03/27/2002 | Customer Dispute | Withdrawn | $5,000,000.00 | $0.00 | See FINRA Report |
| Robert Vernon Banker | 2290789 | 6 | 08/01/2000 | Customer Dispute | Denied | $69,856.00 | $0.00 | See FINRA Report |
| Robert Vernon Banker | 2290789 | 6 | 06/28/2000 | Customer Dispute | Settled | $42,000.00 | $0.00 | See FINRA Report |
| Robert Vernon Banker | 2290789 | 6 | 06/28/2000 | Customer Dispute | Settled | $128,000.00 | $0.00 | See FINRA Report |
| David Stauber | 3138142 | 1 | 08/10/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Schonberg | 2296246 | 1 | 01/21/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Albert Fisk | 1302491 | 5 | 10/21/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |