Our Staff has compiled our research into a database of FINRA Broker Disclosures for Foreside Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julian Barnes Lane | 2904606 | 1 | 03/11/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark H Steele | 5161790 | 1 | 09/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jensen Mejia | 5556251 | 1 | 04/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia J Keough | 2513183 | 1 | 06/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Reed | 6583829 | 5 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Reed | 6583829 | 5 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Reed | 6583829 | 5 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Reed | 6583829 | 5 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Reed | 6583829 | 5 | 11/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam John Hickey | 5182227 | 2 | 08/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |