Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Anthony Heath-Hazlett | 2203723 | 2 | 12/28/2004 | Customer Dispute | Closed-No Action | $9,566.88 | $0.00 | See FINRA Report |
| Dennis Makarewicz | 812070 | 3 | 05/10/2002 | Customer Dispute | Settled | $142,800.00 | $0.00 | See FINRA Report |
| Dennis Makarewicz | 812070 | 3 | 09/24/2001 | Customer Dispute | Closed-No Action | $36,502.00 | $0.00 | See FINRA Report |
| Dennis Makarewicz | 812070 | 3 | 09/12/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Todd Anthony Heath-Hazlett | 2203723 | 2 | 08/24/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |