Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danica Nicole Bolton | 6707164 | 1 | 07/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Witter | 4519401 | 2 | 08/30/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Witter | 4519401 | 2 | 01/19/2011 | Customer Dispute | Award / Judgment | $18,004.60 | $17,500.00 | See FINRA Report |