Our Staff has compiled our research into a database of FINRA Broker Disclosures for E.K. Wallace Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Everett Kenhelm Wallace | 2796729 | 2 | 01/07/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Everett Kenhelm Wallace | 2796729 | 2 | 11/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |