Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Arnold Sorenson | 1132166 | 5 | 05/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Kim Mitchell | 4667673 | 1 | 11/27/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Arnold Sorenson | 1132166 | 5 | 09/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Arnold Sorenson | 1132166 | 5 | 03/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Arnold Sorenson | 1132166 | 5 | 12/18/2016 | Customer Dispute | Closed-No Action | $400.00 | $0.00 | See FINRA Report |
| Ellis Nurogar Liddell | 1035964 | 5 | 12/13/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ellis Nurogar Liddell | 1035964 | 5 | 07/13/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ellis Nurogar Liddell | 1035964 | 5 | 01/22/2009 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Sharon Elaine Sykes | 1334948 | 1 | 09/25/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Arnold Sorenson | 1132166 | 5 | 10/20/1997 | Customer Dispute | Closed-No Action | $950.00 | $0.00 | See FINRA Report |