Our Staff has compiled our research into a database of FINRA Broker Disclosures for North South Capital, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Vasil | 4534079 | 2 | 04/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aaron Vasil | 4534079 | 2 | 11/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Paul Bavaro | 1504493 | 2 | 04/11/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Paul Bavaro | 1504493 | 2 | 03/03/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |