Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles David Lautz | 2493734 | 2 | 12/21/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bernardo Hubard | 5051597 | 1 | 05/27/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Oscar R Flores | 861991 | 3 | 05/29/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |