Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Seth Lubell | 3220464 | 2 | 06/23/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Gene Kissinger | 2763332 | 4 | 06/25/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Trenton Porter Lay | 4763455 | 1 | 08/20/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Gene Kissinger | 2763332 | 4 | 04/13/2012 | Customer Dispute | Denied | $5,254.55 | $0.00 | See FINRA Report |
| Joshua David Farley | 4428691 | 1 | 11/18/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Charles Franklin Butler | 4128056 | 2 | 10/28/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Gene Kissinger | 2763332 | 4 | 09/24/2010 | Customer Dispute | Denied | $14,422.90 | $0.00 | See FINRA Report |
| Andrew Herbert Taylor | 4272017 | 2 | 01/08/2010 | Customer Dispute | Denied | $12,355.00 | $0.00 | See FINRA Report |
| Jonathan Seth Lubell | 3220464 | 2 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benton Curtis Lacy | 2774409 | 1 | 04/16/2009 | Customer Dispute | Settled | $3,016.80 | $0.00 | See FINRA Report |