Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Ian Millman | 2804395 | 2 | 10/12/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Heather Diane Ponsano | 6016516 | 4 | 09/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Timothy Vanslooten | 2011865 | 2 | 04/19/2018 | Customer Dispute | Settled | $10,293.00 | $0.00 | See FINRA Report |
| Todd Aaron Confarotta | 3257522 | 1 | 12/11/2017 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Greer Allen Ducker | 4022975 | 1 | 11/09/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jon Timothy Vanslooten | 2011865 | 2 | 06/22/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Schott Hiltz | 5486385 | 1 | 01/20/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ricky Aaron Perlman | 5754257 | 1 | 11/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Joseph Lux | 6647909 | 1 | 09/24/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Corey Owen | 5314153 | 2 | 07/29/2015 | Customer Dispute | Denied | $6,750.00 | $0.00 | See FINRA Report |