Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roman Nehemiah Franklin | 4829054 | 1 | 02/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristopher Alexander Wallace | 2363185 | 1 | 04/19/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |