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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter Frank Bozikovich28008308/14/2009RegulatoryFinal$0.00$0.00See FINRA Report
Peter Frank Bozikovich28008308/08/2005RegulatoryFinal$0.00$0.00See FINRA Report
Peter Frank Bozikovich28008311/12/2004Customer DisputeAward / Judgment$125,000.00$130,298.00See FINRA Report

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