Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avatar Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matthew Aaron Nadell | 5631243 | 1 | 03/29/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Danielle Ann Marella | 6885520 | 1 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Ryan Marich | 5142114 | 7 | 08/24/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas Ryan Marich | 5142114 | 7 | 09/08/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas Ryan Marich | 5142114 | 7 | 10/29/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Stanislav Finelt | 2773295 | 1 | 10/02/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Ryan Marich | 5142114 | 7 | 03/15/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas Ryan Marich | 5142114 | 7 | 01/04/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Richard James Cairns | 2433593 | 4 | 12/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas Ryan Marich | 5142114 | 7 | 12/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |