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FINRA Broker Disclosures for Avatar Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avatar Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 22 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matthew Aaron Nadell5631243103/29/2018Employment Separation After Allegations$0.00$0.00See FINRA Report
Danielle Ann Marella6885520103/01/2016FinancialFinal$0.00$0.00See FINRA Report
Thomas Ryan Marich5142114708/24/2015Judgment / Lien$0.00$0.00See FINRA Report
Thomas Ryan Marich5142114709/08/2014Judgment / Lien$0.00$0.00See FINRA Report
Thomas Ryan Marich5142114710/29/2012Judgment / Lien$0.00$0.00See FINRA Report
Stanislav Finelt2773295110/02/2012RegulatoryFinal$0.00$0.00See FINRA Report
Thomas Ryan Marich5142114703/15/2012Judgment / Lien$0.00$0.00See FINRA Report
Thomas Ryan Marich5142114701/04/2012Judgment / Lien$0.00$0.00See FINRA Report
Richard James Cairns2433593412/20/2011Judgment / Lien$0.00$0.00See FINRA Report
Thomas Ryan Marich5142114712/01/2011Judgment / Lien$0.00$0.00See FINRA Report

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