Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wanda Pittman Sears | 2214419 | 29 | 01/07/2004 | Customer Dispute | Settled | $2,025.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 10/08/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 07/24/2003 | Customer Dispute | Settled | $21,758.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 07/21/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 09/24/2002 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Wanda Pittman Sears | 2214419 | 29 | 09/11/2002 | Customer Dispute | Settled | $8,371.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 08/21/2002 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 07/29/2002 | Customer Dispute | Settled | $19,780.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 07/10/2002 | Customer Dispute | Settled | $47,295.40 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 06/14/2002 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |