Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wanda Pittman Sears | 2214419 | 29 | 07/29/2002 | Customer Dispute | Settled | $19,780.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 07/10/2002 | Customer Dispute | Settled | $47,295.40 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 06/14/2002 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 05/28/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 05/22/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 05/22/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 05/15/2002 | Customer Dispute | Settled | $171,200.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 05/02/2002 | Customer Dispute | Settled | $111,266.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 04/29/2002 | Customer Dispute | Settled | $4,500.00 | $0.00 | See FINRA Report |
| Wanda Pittman Sears | 2214419 | 29 | 04/09/2002 | Customer Dispute | Denied | $354,066.00 | $0.00 | See FINRA Report |