Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mentor Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Thomas Manzo | 1229739 | 1 | 09/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary Ellsworth Lotzer | 6047018 | 2 | 10/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric David Klein | 5006175 | 1 | 02/27/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Ellsworth Lotzer | 6047018 | 2 | 04/26/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |