Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Paul Lucia | 4428262 | 9 | 02/21/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Joseph Paul Lucia | 4428262 | 9 | 11/27/2009 | Customer Dispute | Denied | $26,224.70 | $0.00 | See FINRA Report |
| Joseph Paul Lucia | 4428262 | 9 | 09/29/2009 | Customer Dispute | Denied | $22,474.00 | $0.00 | See FINRA Report |
| Joseph Paul Lucia | 4428262 | 9 | 03/04/2009 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Joseph Paul Lucia | 4428262 | 9 | 10/06/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Paul Lucia | 4428262 | 9 | 09/25/2008 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |
| Joseph Paul Lucia | 4428262 | 9 | 08/12/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Paul Lucia | 4428262 | 9 | 08/01/2008 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Joseph Paul Lucia | 4428262 | 9 | 06/03/2008 | Customer Dispute | Settled | $6,210.61 | $0.00 | See FINRA Report |