Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coordinated Capital Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristi Lynne Schaeffer Kleutsch | 4081290 | 1 | 08/22/2019 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Short | 1554759 | 1 | 06/29/2011 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Steven Ray Houser | 4568978 | 3 | 10/07/2008 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Steven Ray Houser | 4568978 | 3 | 07/17/2007 | Customer Dispute | Settled | $181,632.00 | $0.00 | See FINRA Report |
| Laura Jane Pendletonmiller | 702454 | 4 | 07/24/2006 | Customer Dispute | Award / Judgment | $500,000.00 | $2,500.00 | See FINRA Report |
| Steven Ray Houser | 4568978 | 3 | 10/24/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Andrew Newman | 1964197 | 1 | 06/13/2005 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| Jeffery John Wirth | 470410 | 1 | 05/07/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Constantine Compos | 1038581 | 1 | 01/30/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Jane Pendletonmiller | 702454 | 4 | 08/02/1995 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |