Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Wendland Handy | 1580981 | 4 | 12/07/2023 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Jonathan Craig Timson | 2031301 | 3 | 02/25/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Wendland Handy | 1580981 | 4 | 02/25/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Orzel | 2918793 | 1 | 07/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Craig Timson | 2031301 | 3 | 07/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Wendland Handy | 1580981 | 4 | 07/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Craig Timson | 2031301 | 3 | 07/26/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Wendland Handy | 1580981 | 4 | 07/26/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |