Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Dewey Jackson | 2351290 | 4 | 06/17/2002 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Robert James Brietz | 30447 | 2 | 03/08/2002 | Customer Dispute | Award / Judgment | $769,960.00 | $40,000.00 | See FINRA Report |
| Robert James Brietz | 30447 | 2 | 06/02/2001 | Customer Dispute | Settled | $147,890.00 | $0.00 | See FINRA Report |
| Richard Allen Yercheck | 4056284 | 3 | 12/06/2000 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Richard King Bryant | 1069685 | 2 | 09/16/1997 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Richard King Bryant | 1069685 | 2 | 09/04/1996 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |
| Charles W Martino | 1972063 | 1 | 02/06/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Digregorio | 1049162 | 1 | 01/14/1991 | Customer Dispute | Pending | $22,000.00 | $0.00 | See FINRA Report |
| Gerald Roger Skapyak | 2069520 | 1 | 11/01/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Royal Copeland Holmes | 1013516 | 2 | 10/13/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |