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FINRA Broker Disclosures for Capital Investment Group, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Investment Group, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 71-77 out of 77 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Richard Allen Yercheck4056284312/06/2000Customer DisputeClosed-No Action$25,000.00$0.00See FINRA Report
Richard King Bryant1069685209/16/1997Customer DisputeSettled$160,000.00$0.00See FINRA Report
Richard King Bryant1069685209/04/1996Customer DisputeSettled$295,000.00$0.00See FINRA Report
Charles W Martino1972063102/06/1995Customer DisputeSettled$0.00$0.00See FINRA Report
Thomas Michael Digregorio1049162101/14/1991Customer DisputePending$22,000.00$0.00See FINRA Report
Gerald Roger Skapyak2069520111/01/1986Employment Separation After Allegations$0.00$0.00See FINRA Report
Robert Royal Copeland Holmes1013516210/13/1986CriminalFinal Disposition$0.00$0.00See FINRA Report

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