Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kemp Battle Mebane | 5844852 | 1 | 05/26/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alex Blow Hargrove | 839820 | 2 | 02/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Seth Andrew Nannini | 4406510 | 9 | 12/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clifford Darrell Sorel | 1545457 | 2 | 07/10/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eugene Cebron Thompson | 4350479 | 7 | 01/23/2017 | Customer Dispute | Settled | $5,628.52 | $0.00 | See FINRA Report |
| Edward John Sabo | 3241060 | 3 | 12/06/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Seth Andrew Nannini | 4406510 | 9 | 04/11/2016 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Richard Allen Yercheck | 4056284 | 3 | 03/21/2016 | Customer Dispute | Closed-No Action | $33,907.00 | $0.00 | See FINRA Report |
| Gaetano Onorio | 4645017 | 2 | 11/18/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle D Onorio | 4410693 | 2 | 11/16/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |