Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy Dale Hill | 3026060 | 2 | 01/21/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Scott Monaghan | 2890309 | 2 | 08/14/2009 | Customer Dispute | Settled | $201,605.00 | $0.00 | See FINRA Report |
| William Bateman Nicholson | 2585041 | 1 | 11/25/2007 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Alex Blow Hargrove | 839820 | 2 | 11/21/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert James Brietz | 30447 | 2 | 06/02/2001 | Customer Dispute | Settled | $147,890.00 | $0.00 | See FINRA Report |
| Richard King Bryant | 1069685 | 2 | 09/16/1997 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Richard King Bryant | 1069685 | 2 | 09/04/1996 | Customer Dispute | Settled | $295,000.00 | $0.00 | See FINRA Report |
| Charles W Martino | 1972063 | 1 | 02/06/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |