Our Staff has compiled our research into a database of FINRA Broker Disclosures for Capital Investment Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tammie Lyn Farrell | 2475931 | 6 | 10/11/2022 | Customer Dispute | Settled | $145,000.00 | $0.00 | See FINRA Report |
| Seth Andrew Nannini | 4406510 | 9 | 09/20/2022 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Eugene Cebron Thompson | 4350479 | 7 | 07/12/2022 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Joseph Robert Eades | 2357818 | 3 | 01/18/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Robert Cline Williams | 2189828 | 1 | 01/03/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| John Marshall Culp | 2636902 | 2 | 01/23/2020 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Eugene Cebron Thompson | 4350479 | 7 | 01/23/2017 | Customer Dispute | Settled | $5,628.52 | $0.00 | See FINRA Report |
| Seth Andrew Nannini | 4406510 | 9 | 04/11/2016 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Mark Walter Maurer | 2897315 | 1 | 05/11/2015 | Customer Dispute | Settled | $72,023.40 | $0.00 | See FINRA Report |
| Richard Allen Yercheck | 4056284 | 3 | 03/23/2012 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |