Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Bernard Rosenberg | 1639443 | 2 | 06/28/2001 | Customer Dispute | Denied | $29,754.00 | $0.00 | See FINRA Report |
| Manuel Arias | 2226776 | 4 | 07/31/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Anders | 2278701 | 1 | 08/31/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mario John Giammarco | 818779 | 1 | 10/07/1996 | Customer Dispute | Award / Judgment | $10,000.00 | $637.67 | See FINRA Report |
| Gary Lee Vogt | 1038262 | 7 | 06/29/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene David Lanton | 501555 | 1 | 10/08/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Vogt | 1038262 | 7 | 03/09/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Vogt | 1038262 | 7 | 03/22/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Vogt | 1038262 | 7 | 10/05/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Vogt | 1038262 | 7 | 02/28/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |