Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Vincent Gillespie | 4738688 | 1 | 08/14/2009 | Customer Dispute | Settled | $57,123.10 | $0.00 | See FINRA Report |
| Kevin Gerard Noonan | 4389991 | 2 | 05/15/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |