Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tracy Oliff Jackson | 1717963 | 2 | 09/22/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 08/23/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 09/01/1991 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 08/01/1991 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 10/01/1990 | Customer Dispute | Award / Judgment | $132,000.00 | $50,750.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 08/01/1990 | Customer Dispute | Award / Judgment | $8,660.00 | $10,817.30 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 07/01/1990 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| James Schell Ryan | 1034191 | 1 | 02/21/1990 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 09/08/1989 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 08/23/1989 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |