Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Arthur Sanford | 1161685 | 2 | 07/25/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| David Keith Riffe | 2939907 | 1 | 01/17/2003 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
| Dennis Michael Jablonoski | 1763333 | 1 | 07/17/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Matthew Snyder | 7201335 | 1 | 04/08/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Jacob Wedemeyer | 4682259 | 1 | 09/02/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 01/30/1998 | Customer Dispute | Award / Judgment | $75,000.00 | $0.00 | See FINRA Report |
| Tracy Oliff Jackson | 1717963 | 2 | 10/24/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 03/11/1996 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Michelle Ruth Sandt-Wade | 2180883 | 1 | 08/01/1995 | Customer Dispute | Award / Judgment | $61,000.00 | $30,000.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 01/12/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |