Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Axelrod | 1159149 | 11 | 08/01/1991 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 07/01/1990 | Customer Dispute | Settled | $23,000.00 | $0.00 | See FINRA Report |
| James Schell Ryan | 1034191 | 1 | 02/21/1990 | Customer Dispute | Settled | $270,000.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 09/08/1989 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 08/23/1989 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |