Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Jillian Evans | 1343182 | 2 | 07/26/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd Arthur Sanford | 1161685 | 2 | 07/25/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| David Keith Riffe | 2939907 | 1 | 01/17/2003 | Customer Dispute | Settled | $390,000.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 01/30/1998 | Customer Dispute | Award / Judgment | $75,000.00 | $0.00 | See FINRA Report |
| Tracy Oliff Jackson | 1717963 | 2 | 10/24/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michelle Ruth Sandt-Wade | 2180883 | 1 | 08/01/1995 | Customer Dispute | Award / Judgment | $61,000.00 | $30,000.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 01/12/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tracy Oliff Jackson | 1717963 | 2 | 09/22/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 08/23/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Axelrod | 1159149 | 11 | 09/01/1991 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |