Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leslie Lyle Pincombe | 1399800 | 3 | 02/06/2024 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Leslie Lyle Pincombe | 1399800 | 3 | 06/08/2015 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Leslie Lyle Pincombe | 1399800 | 3 | 10/12/2014 | Customer Dispute | Denied | $91,000.00 | $0.00 | See FINRA Report |
| Lucien Eugene Craig | 1785449 | 1 | 07/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Charles Mahony | 2102123 | 3 | 06/19/2009 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Kevin Charles Mahony | 2102123 | 3 | 05/12/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Charles Mahony | 2102123 | 3 | 01/30/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Lynn Follett | 2729084 | 1 | 03/18/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Brian C Lamone | 4786488 | 1 | 06/03/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Teresa Robin Lundine | 2554961 | 1 | 03/24/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |