Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Thomas Nelson | 1770674 | 2 | 09/22/2003 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Steven Thomas Nelson | 1770674 | 2 | 01/01/2002 | Customer Dispute | Settled | $40,000,000.00 | $0.00 | See FINRA Report |