Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lee Seale | 1874548 | 10 | 07/25/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 03/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Dowd | 1272134 | 2 | 10/26/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lee Allen Nysted | 726033 | 3 | 05/17/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Daniel Craig Moskow | 2243929 | 1 | 11/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Clark | 47833 | 3 | 07/23/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Eugene Stone | 2743033 | 1 | 09/02/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kenneth Metviner | 1178560 | 4 | 05/20/2002 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Jason Lee Seale | 1874548 | 10 | 03/19/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Douglas Anderson | 1756026 | 5 | 03/06/2002 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |