Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean B Livingston | 1637728 | 18 | 05/10/2010 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Tony Saemai | 5119801 | 2 | 03/29/2010 | Customer Dispute | Settled | $213,188.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 02/17/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jason Lee Seale | 1874548 | 10 | 12/20/2009 | Customer Dispute | Closed-No Action | $260,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 11/30/2009 | Customer Dispute | Settled | $185,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 09/23/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Mark Dennis Fadling | 2181133 | 4 | 09/22/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Ferris Jeung | 2690182 | 3 | 09/10/2009 | Customer Dispute | Denied | $791,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 09/01/2009 | Customer Dispute | Settled | $335,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 08/14/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |