Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean B Livingston | 1637728 | 18 | 12/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 03/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Lee Seale | 1874548 | 10 | 03/19/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Douglas Anderson | 1756026 | 5 | 10/29/2001 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Robert Lee Clark | 47833 | 3 | 03/23/2001 | Customer Dispute | Settled | $37,587.90 | $0.00 | See FINRA Report |
| Lee Allen Nysted | 726033 | 3 | 10/16/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Clark | 47833 | 3 | 07/13/2000 | Customer Dispute | Settled | $721,104.00 | $0.00 | See FINRA Report |
| Jason Lee Seale | 1874548 | 10 | 06/05/2000 | Customer Dispute | Settled | $94,583.30 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 07/02/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Lee Seale | 1874548 | 10 | 10/28/1996 | Customer Dispute | Settled | $55,597.80 | $0.00 | See FINRA Report |