Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Matthew Dudonis | 2804497 | 2 | 05/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Leo Downey | 3053673 | 5 | 06/24/2009 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Todd Matthew Dudonis | 2804497 | 2 | 10/23/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Leo Downey | 3053673 | 5 | 06/12/2008 | Customer Dispute | Settled | $28,199.10 | $0.00 | See FINRA Report |
| Joseph Leo Downey | 3053673 | 5 | 04/09/2008 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Joseph Leo Downey | 3053673 | 5 | 03/14/2008 | Customer Dispute | Settled | $46,564.60 | $0.00 | See FINRA Report |
| Joseph Leo Downey | 3053673 | 5 | 03/12/2008 | Customer Dispute | Settled | $38,711.30 | $0.00 | See FINRA Report |