Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Carl Rasweiler | 1142752 | 4 | 03/16/2009 | Customer Dispute | Denied | $518,200.00 | $0.00 | See FINRA Report |
| Scott Edward Foreman | 1906472 | 5 | 02/17/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Richard Perry Moore | 1854711 | 1 | 12/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Warren Cooke | 1994834 | 2 | 11/25/2008 | Customer Dispute | Settled | $28,138.40 | $0.00 | See FINRA Report |
| Allen Cecil Rogers | 2156620 | 1 | 10/14/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Stephen Jackson | 1994554 | 1 | 10/10/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 09/29/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 09/22/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 09/17/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 09/17/2008 | Customer Dispute | Settled | $182,746.00 | $0.00 | See FINRA Report |