Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Albert Annitto | 822704 | 5 | 01/25/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Vincent James Egan | 4360423 | 1 | 01/12/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ilija Matoski | 3118406 | 2 | 01/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Cunningham | 4472387 | 2 | 06/18/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Joseph Cunningham | 4472387 | 2 | 05/03/2020 | Customer Dispute | Settled | $2,457.00 | $0.00 | See FINRA Report |
| Greg Alan Thornton | 4786898 | 4 | 12/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debasish Hajra | 2212337 | 4 | 11/21/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clifford Edward Bryan | 2500293 | 2 | 11/18/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Greg Alan Thornton | 4786898 | 4 | 11/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Kevin Coulter | 731028 | 5 | 09/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |