Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Perry Moran | 4269977 | 1 | 11/21/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew E. Saab | 4277821 | 1 | 10/30/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Alan Blatz | 706158 | 6 | 05/01/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Alan Blatz | 706158 | 6 | 11/04/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Alan Blatz | 706158 | 6 | 11/01/1982 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lance Dwight Greco | 2315772 | 1 | 10/26/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Gant | 1273707 | 3 | 04/13/1979 | Customer Dispute | Award / Judgment | $19,900.00 | $20,000.00 | See FINRA Report |
| Peter Alan Biebel | 722143 | 1 | 11/30/-0001 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |