Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Alan Blatz | 706158 | 6 | 07/02/1997 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Michael David Crego | 2247915 | 1 | 11/15/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arnold Harry Rozany | 403183 | 2 | 11/12/1996 | Customer Dispute | Settled | $87,507.00 | $0.00 | See FINRA Report |
| Ilija Matoski | 3118406 | 2 | 03/28/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George B Lee | 1453228 | 9 | 12/18/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Frederick Moreno | 1566982 | 2 | 09/25/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Franklin Edwards | 1061490 | 2 | 06/25/1995 | Customer Dispute | Settled | $154,244.00 | $0.00 | See FINRA Report |
| George B Lee | 1453228 | 9 | 05/24/1995 | Customer Dispute | Settled | $74,000.00 | $0.00 | See FINRA Report |
| William Harry Raymon | 2889635 | 1 | 12/07/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Seeman | 1170574 | 2 | 12/02/1992 | Customer Dispute | Settled | $55,975.00 | $0.00 | See FINRA Report |