Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shelley A Fromm | 3098695 | 1 | 05/04/2000 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Larry Winford Crosthwaite | 3083003 | 1 | 05/03/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Patrick Ferry | 1114343 | 3 | 03/21/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas Reid Henrichs | 822418 | 1 | 03/08/2000 | Customer Dispute | Award / Judgment | $14,909.20 | $4,975.49 | See FINRA Report |
| Frederic Kirby Newburger | 1239502 | 2 | 12/07/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Pignone | 363507 | 2 | 01/25/1999 | Customer Dispute | Settled | $134,000.00 | $0.00 | See FINRA Report |
| Andrew Joy Benton | 1685427 | 2 | 09/14/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arnold Harry Rozany | 403183 | 2 | 03/19/1998 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Robert Jay Kahne | 1387533 | 3 | 11/05/1997 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Seeman | 1170574 | 2 | 07/09/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |