Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Edward Foreman | 1906472 | 5 | 08/24/2001 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| John Martin Templeton | 2545174 | 1 | 03/29/2001 | Customer Dispute | Closed-No Action | $9,795.00 | $0.00 | See FINRA Report |
| Michael James Doherty | 1240526 | 1 | 03/28/2001 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Debasish Hajra | 2212337 | 4 | 02/13/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Debasish Hajra | 2212337 | 4 | 01/05/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Reilly | 373425 | 2 | 12/08/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Gant | 1273707 | 2 | 08/17/2000 | Customer Dispute | Settled | $3,856.73 | $0.00 | See FINRA Report |
| James Clay McConnell | 2475099 | 2 | 07/25/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Grant Ingram | 2720225 | 2 | 06/26/2000 | Customer Dispute | Settled | $15,087.60 | $0.00 | See FINRA Report |
| Brian Michael Reilly | 373425 | 2 | 06/23/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |