Our Staff has compiled our research into a database of FINRA Broker Disclosures for Benjamin F. Edwards & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott John Marn | 2249880 | 1 | 10/20/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Thomas Holder | 2633197 | 1 | 10/20/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Donald Carl Rasweiler | 1142752 | 4 | 09/03/2003 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Yaravi Anthony Lindo | 2933091 | 1 | 04/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Allen Claggett | 2087787 | 15 | 04/01/2003 | Customer Dispute | Closed-No Action | $7,326.32 | $0.00 | See FINRA Report |
| David Frederick Moreno | 1566982 | 2 | 03/26/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Anthony Kevin Swart | 2376424 | 4 | 03/13/2003 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Brian William Wiklund | 2979671 | 2 | 12/03/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Foreman | 1906472 | 5 | 11/05/2002 | Customer Dispute | Settled | $193,000.00 | $0.00 | See FINRA Report |
| Steven James Houlihan | 1705076 | 5 | 10/21/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |